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Tennessee Secretary of State Tre Hargett
Records Management Division
RDA
RDA Management System
RDA Details
RDA
RDA: 11164
Database ID: 2566
Record Series Title: Illegal Alien Act Investigations
Record Series Abstract: Illegal Alien Act Investigations are conducted to gather information from individuals, corporations, partnerships, associations, or any other legal entity subject to the law to determine that employers are compliant or non-compliant with statutory requirements. This record series is generated from Labor Standards inspections performed in the field by Labor Standards Inspectors and maintained in both paper and electronic format. Documentation may include Illegal Alien Complaint Forms, inspection reports, all Notices and Orders, License Suspension cover letters, Administrative Warrant documents, all Request for Information letters, I-9 Forms, and all other program documents.
Record Series Active: Yes
Cut Off at End of: Other
If Other, Explain: Cut off is when compliance is achieved or when the matter is referred to local authorities for license suspension.
Total Retention: 5 Years 0 Months
Retention End Action: Destroy
Disposition Notes: Records are maintained for five (5) years (paper and electronic) following completion of the Labor Standards investigation or when the matter is referred to local authorities for license suspension. The records will be stored at 220 French Landing Drive, Floor 2B, Nashville, TN 37243. Inspectors' reports are generated on State Approved Computer System, and copies are printed and maintained in physical files.
View Signed Form: Form Not Received
Worksheet
Worksheet ID: 2763
Record Location: WRC Division - Labor Standards Unit - 220 French Landing Drive, Floor 2B - Nashville, TN 37243
File Arrangement: Alphabetical according to Fiscal Year
Media Format Generated: Both
Media Format Stored: Paper/Electronic
Date Range: 7/1/2013 through present
Annual Accumulation: 1 cu. ft. (0.47 gb)
Current Volume: 0.5 cu. ft. 0.24 gb
Record Value: Administrative, Legal
Audit Requirements: State
Reference Frequency:
Current Year per Month: 2
Past Year: 1
2 - 5 Years: 1
Over 5 Years: 0
Data Update Frequency: Daily
Information Shared Outside of State: Yes
If Shared, List Agencies: Homeland Security
Essential Record: Yes - Duplicate
Essential Record Stored: WRC Division - Labor Standards Unit 220 French Landing Drive, 2B Nashville, TN
Essential Record Media Type: Paper
Confidential: Yes
Confidential Legal Citation: Tenn. Code Ann. Section 10-7-504
Media Recommendation: Current Format
Media Recommendation Other: N/A
Agency Retention: 5 years
Agency Retention - Years Active: 3 years
Agency Retention - Years Inactive: 2 years
Records Center Retention Period: 0
Final Disposition after Retention Expires: Destroy
Legal Citation: Tenn. Code Ann. Section 10-7-504
Record Sample: No Sample
Legal Documentation: No Legal Documentation
Electronic Records Plan Inventory
System Name: SmartSearch/State Approved Imaging System
IT-ABC Number:
Hardware Description: The State Approved Imaging System application resides in the VMWare shared environment at STS's Data Center South. The application is accessed via a client that is installed on the desktop of the users. The Desktops all have the Windows 7 Operating System.
Software Description: The State Approved Imaging System application resides in the VMware shared environment at STS's Data Center South. The application is accessed via a client that is installed on the desktop of the users. The Desktops all have the Windows 7 Operating System.
System Location: STS Data Center South, Smyrna, TN
Backup Procedures: Standard STS Data Center back up procedures are in place. Backups are taken nightly and stored on-site until weekly back up is taken to Iron Mountain back up storage facility.
Disaster Recovery: The State Approved Imaging System application resides at the Data Center and is backed up nightly. Backups are stored off-site weekly. Bronze Level Disaster Recovery is used for State Approved Imaging System. Recovery in a disaster could take between one (1) to three (3) weeks.
Data Migration Description: The State-Approved Imaging System data resides in an SQL database located at the STS Data Center. If there were a need for migration, it could be done by a DBA and the System Administrator for the State Approved Imaging System. The data is not migrated; it is an insular system. There are no plans to migrate this electronic series. The data remains in a VMWARE server, and may be accessed only by secure computers, and is backed up offsite.
Metadata Description: company name, establishment name, FEIN, Individual's name, City and County, Inspector's name, and PEN_FLG(Y/N)
Contact Information
Contact Name: Janet Caudill
Job Title: Administrator Assistant 1
Address 1: 220 French Landing Drive, 2-B
Address 2:
City: Nashville
Zip: 37243
Phone: (615) 253-9994
Email: Janet.Caudill@tn.gov
Agency: Dept. of Labor & Workforce Development
Agency Head: Jeff McCord, Commissioner
Director: Kenneth Nealy, Director
Allotment Code: 337.06
Status
Action Requested: Revision
Comments
  Date Comments
Records Management Division (RMD): 04-24-2019 No recommended changes.
Tennessee State Libary and Archives: 04-25-2019 No recommended changes.
Comptroller Audit Review: 2019-04-25 We have reviewed RDA 11164 from an audit standpoint. We concur with the recommended retention and disposition specifications.
Agency: 04-29-2019 Agency concurs.
RMD Director Recomendations: 04-29-2019 RDA 11164 is a request to revise an RDA. The retention period will remain five years and destroy. The format will be paper/electronic. The Title, Abstract, Disposition Notes, and Worksheet have been updated. Recommend approval of request to revise RDA 11164.
Signed Form Received: 2019-04-29
PRC Meeting Date: 05-22-2019
PRC Comments: PRC approves RDA 11164
PRC Action: Approved
RDA History
ID RDA PRC Reviewed PRC Action
2123 11164 2016-06-22 Approved
2566 11164 2019-05-22 Approved